ISO-IEC-27001-Lead-Auditor-CN Latest Real Exam | Newest PECB Certified ISO/IEC 27001 Lead Auditor exam (ISO-IEC-27001-Lead-Auditor中文版) 100% Free Exam Preparation
ISO-IEC-27001-Lead-Auditor-CN Latest Real Exam | Newest PECB Certified ISO/IEC 27001 Lead Auditor exam (ISO-IEC-27001-Lead-Auditor中文版) 100% Free Exam Preparation
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PECB Certified ISO/IEC 27001 Lead Auditor exam (ISO-IEC-27001-Lead-Auditor中文版) Sample Questions (Q307-Q312):
NEW QUESTION # 307
您正在一家提供醫療保健服務的住宅療養院 (ABC) 進行 ISMS 審核。審核計劃的下一步是驗證 ABC 醫療保健行動應用程式開發、支援和生命週期流程的資訊安全性。在審核過程中,您了解到該組織將行動應用程式開發外包給了一家擁有CMMI Level 5、ITSM(ISO/IEC 20000-1)、BCMS(ISO
22301)和
通過 ISMS (ISO/IEC 27001) 認證。
IT經理介紹了軟體安全管理流程,並將流程總結如下:
行動應用程式開發至少應採用「設計安全」和「預設安全」原則。
應具備以下個人資料保護安全功能:
存取控制。
個人資料加密,即高階加密標準(AES)演算法,金鑰長度:256位元;個人資料假名化。
已檢查漏洞,無安全後門
您採樣最新的行動應用測試報告,詳細資訊如下:
IT經理解釋說,根據軟體安全管理程序,測試結果應由他批准。加密和假名功能失敗的原因是這些功能嚴重降低了系統和服務效能。需要額外 150% 的資源來滿足這一點。服務經理同意存取控制足夠好並且可以接受。這就是服務經理簽署批准書的原因。
您正在準備審計結果。選擇正確的選項。
- A. 存在不合格項 (NC)。組織和開發人員執行的安全測試失敗。
(與第 8.1 條相關,控制措施 A.8.29) - B. 不存在不合格項 (NC)。服務經理做出了繼續提供服務的正確決定。
(與第 8.1 條相關,控制措施 A.8.30) - C. 存在不合格項 (NC)。組織和開發人員不執行驗收測試。
(與第 8.1 條相關,控制措施 A.8.29) - D. 存在不合格項 (NC)。服務管理員不遵守軟體安全管理程序。 (與第 8.1 條相關,控制措施 A.8.30)
Answer: D
NEW QUESTION # 308
情境 8:EsBank 自 9 月起為愛沙尼亞銀行業提供銀行和金融解決方案
2010年,該公司在全國擁有30家分行和100多台ATM機。
EsBank 在高度監管的行業中運營,必須遵守許多有關資料安全和隱私的法律和法規。他們需要透過實施技術和非技術控制來管理整個營運的資訊安全。 EsBank 決定實施基於 ISO/IEC 的 ISMS
27001,因為它提供了更好的安全性、更多的風險控制以及符合法律法規的關鍵要求。
在成功實施 ISMS 九個月後,EsBank 決定由獨立認證機構根據 ISO/IEC 27001 對其 ISMS 進行認證。
第一階段和第二階段審核是共同進行的,發現了一些不符合項。第一個不合格之處與 EsBank 的資訊標籤有關。該公司有資訊分類方案,但沒有資訊標籤程序。因此,需要相同保護等級的文件將被貼上不同的標籤(有時為機密,有時為敏感)。
考慮到所有文件也以電子方式存儲,不合格情況也影響了媒體處理。審計小組透過抽樣得出結論,200 個可移動媒體中有 50 個儲存了被錯誤分類為機密的敏感資訊。根據資訊分類方案,允許將機密資訊儲存在可移動媒體中,而嚴格禁止儲存敏感資訊。這標誌著另一個不合格之處。
他們起草了不合格報告,並與 EsBank 代表討論了審計結論,代表同意在兩個月內針對發現的不合格問題提交行動計劃。
EsBank 接受了審計組組長提出的解決方案。他們根據實體和電子格式的分類方案起草了資訊標籤程序,解決了不合格問題。可移動媒體程式也基於此程式進行了更新。
審計完成兩週後,EsBank 提交了總體行動計畫。在那裡,他們解決了檢測到的不合格問題以及採取的糾正措施,但沒有包括有關受影響的系統、控製或操作的任何詳細資訊。審核小組評估了該行動計劃並得出結論,該計劃將解決不合格問題。然而,EsBank 收到了不利的認證建議。
根據上述場景,回答以下問題:
哪個選項可以證明不利的認證建議是合理的?請參閱場景 8。
- A. 與缺乏資訊標籤程序相關的輕微不合格項
- B. 與在可移動媒體中儲存敏感資訊相關的主要不符合項
- C. 提交的行動計劃的不切實際的日期(兩週)
Answer: B
NEW QUESTION # 309
您是經驗豐富的 ISMS 審核團隊領導,指導審核員進行培訓。您決定透過詢問她一系列問題來測試她對後續審核的了解。這是您的問題和她的答案。
她正確回答了您的哪四個問題?
- A. 問:後續審核的結果是否該向審核客戶報告?答:沒有
- B. 問:如果需要,後續審核的結果是否可以成為另一次後續審核?答:是的
- C. 問:後續審核是否應該考慮商定的改進機會以及糾正措施?
年 - D. 問:後續審核是否應確保不合格問題得到有效解決?答:是的
- E. 問:後續審核是否應該尋求發現新的不合格項?答:是的
- F. 問:後續審核的結果是否應該向負責最初識別 NC 審核的審核組組長報告?答:是的
- G. 問:後續審核的目的是驗證糾正、糾正措施和改進機會的完成嗎?答:是的
- H. 問:所有審核都需要後續審核嗎?答:沒有
Answer: B,D,G,H
Explanation:
Based on the understanding of follow-up audits, especially in the context of Information Security Management Systems (ISMS) and the guidelines provided by ISO 19011:2018, here are the four questions from your list that the auditor in training has answered correctly:
B . Q: Should follow-up audits seek to ensure nonconformities have been effectively addressed? A: YES This is correct. The primary purpose of follow-up audits is to verify that nonconformities identified in previous audits have been effectively addressed and the corrective actions taken are suitable and effective.
D . Q: Is the purpose of a follow-up audit to verify the completion of corrections, corrective actions, and opportunities for improvement? A: YES Yes, the follow-up audit aims to verify the completion and effectiveness of corrections and corrective actions. It may also consider the implementation of opportunities for improvement identified during the initial audit.
E . Q: Are follow-up audits required for all audits? A: NO This is correct. Follow-up audits are not automatically required for all audits. They are typically conducted when nonconformities or other significant issues were identified in an earlier audit and there's a need to verify the implementation and effectiveness of the corrective actions.
H . Q: Could an outcome from a follow-up audit be another follow-up audit if required? A: YES Yes, this is a possible outcome. If the follow-up audit finds that the corrective actions have not been fully effective, or if new issues are identified, it may be necessary to conduct another follow-up audit.
The other responses provided by the auditor in training require some clarification or correction. For instance, while a follow-up audit primarily focuses on previously identified nonconformities and corrective actions, it can still identify new nonconformities if observed (A). Opportunities for improvement are generally considered in the scope of regular audits more so than in follow-up audits, which are more narrowly focused on corrective actions (C). Also, the outcomes of follow-up audits should typically be reported to both the audit team leader and the audit client (F and G), ensuring transparency and accountability.
The four questions that the auditor in training has answered correctly are B, D, E, and H.
These questions and answers are consistent with the definition and purpose of a follow-up audit as specified in ISO 19011:2018, Clause 6.712. A follow-up audit is conducted to verify the completion and effectiveness of corrective actions taken as a result of a previous audit (B, D). Follow-up audits are not mandatory for all audits, but they may be required by the audit program, the audit client, or other interested parties (E). The outcome of a follow-up audit may be another follow-up audit if the corrective actions are not satisfactory or not completed within the agreed time frame (H). The other questions and answers are either incorrect or irrelevant. A follow-up audit should not seek to identify new nonconformities, as this is not its objective (A). Follow-up audits should consider agreed opportunities for improvement as well as corrective actions, as they are both outputs of a previous audit . The outcome of a follow-up audit should be reported to the audit client, as well as to other relevant parties, such as the audit team leader who carried out the previous audit (F, G). Reference: 1: ISO 19011:2018, Guidelines for auditing management systems, Clause 6.7 n2: PECB Certified ISO/IEC 27001 Lead Auditor Exam Preparation Guide, Domain 6: Closing an ISO/IEC 27001 audit
NEW QUESTION # 310
您正在國際物流組織的出貨部門進行 ISMS 審核,該組織為當地醫院和政府辦公室等大型組織提供運輸服務。包裹通常包含藥品、生物樣本以及護照和駕駛執照等文件。您注意到公司記錄顯示大量退貨,原因包括標籤地址錯誤,以及在 15% 的情況下,一個包裹的不同地址有兩個或多個標籤。您正在面試運輸經理 (SM)。
您:出貨前檢查過嗎?
SM:任何明顯損壞的物品都會在出貨前由值班人員移除,但利潤微薄,因此實施正式檢查流程並不經濟。
您:退貨後會採取什麼措施?
SM:這些合約大多價值相對較低,因此我們認為,簡單地重新列印標籤並重新發送單一包裹比實施調查更容易、更方便。
您提出不符合項。參考該場景,您希望受審核方在進行後續審核時實施下列哪三項附件 A 控制措施?
- A. 5.6 與特殊利益團體的聯繫
- B. 5.32 智慧財產權
- C. 5.11 資產返還
- D. 5.3 職責分離
- E. 6.4 紀律程序
- F. 5.34 隱私與個人識別資訊 (PII) 的保護
- G. 6.3 資訊安全意識、教育與培訓
- H. 5.13 資訊標籤
Answer: F,G,H
Explanation:
The three Annex A controls that you would expect the auditee to have implemented when you conduct the follow-up audit are:
B . 5.13 Labelling of information
E . 5.34 Privacy and protection of personal identifiable information (PII) G . 6.3 Information security awareness, education, and training B . This control requires the organisation to label information assets in accordance with the information classification scheme, and to handle them accordingly12. This control is relevant for the auditee because it could help them to avoid misaddressing labels and sending parcels to wrong destinations, which could compromise the confidentiality, integrity, and availability of the information assets. By labelling the information assets correctly, the auditee could also ensure that they are delivered to the intended recipients and that they are protected from unauthorized access, use, or disclosure.
E . This control requires the organisation to protect the privacy and the rights of individuals whose personal identifiable information (PII) is processed by the organisation, and to comply with the applicable legal and contractual obligations13. This control is relevant for the auditee because it could help them to prevent the unauthorized use of residents' personal data by a supplier, which could violate the privacy and the rights of the residents and their family members, and expose the auditee to legal and reputational risks. By protecting the PII of the residents and their family members, the auditee could also enhance their trust and satisfaction, and avoid complaints and disputes.
G . This control requires the organisation to ensure that all employees and contractors are aware of the information security policy, their roles and responsibilities, and the relevant information security procedures and controls14. This control is relevant for the auditee because it could help them to improve the information security culture and behaviour of their staff, and to reduce the human errors and negligence that could lead to information security incidents. By providing information security awareness, education, and training to their staff, the auditee could also increase their competence and performance, and ensure the effectiveness and efficiency of the information security processes and controls.
Reference:
1: ISO/IEC 27001:2022 - Information technology - Security techniques - Information security management systems - Requirements, Annex A 2: ISO/IEC 27002:2022 - Information technology - Security techniques - Code of practice for information security controls, clause 8.2.1 3: ISO/IEC 27002:2022 - Information technology - Security techniques - Code of practice for information security controls, clause 18.1.4 4: ISO/IEC 27002:2022 - Information technology - Security techniques - Code of practice for information security controls, clause 7.2.2
NEW QUESTION # 311
您正在一家提供醫療保健服務的住宅療養院進行 ISMS 審核。審核計畫的下一步是驗證資訊安全事件管理流程。 IT 安全經理介紹了資訊安全事件管理程序,並解釋該流程基於 ISO/IEC 27035-1:2016。
您查看該文件並注意到一條聲明「任何資訊安全弱點、事件和事故應在識別後 1 小時內報告給聯絡人 (PoC)」。在訪問員工時,您發現大家對「弱點、事件、事件」意義的理解有差異。
您從事件追蹤系統中抽取過去 6 個月的事件報告記錄樣本,總結結果如下表所示。
您想進一步調查其他領域以收集更多審計證據。選擇兩個不會出現在您的審核追蹤中的選項。
- A. 收集更多證據,說明組織如何確定事件發生後無需採取進一步行動。 (與控制措施 A.5.26 相關)
- B. 收集更多有關人力資源經理如何以及何時支付贖金以解鎖個人行動資料(即信用卡和銀行轉帳)的證據。 (與控制措施 A.5.26 相關)
- C. 收集更多有關事件恢復程序的證據。 (與控制措施 A.5.26 相關)
- D. 透過訪問更多員工了解他們對報告流程的理解來收集更多證據。
(與控制措施 A.6.8 相關) - E. 收集更多有關組織如何確定事件恢復時間的證據。 (與控制措施 A.5.27 相關)
- F. 收集更多關於公司如何以及何時支付贖金以解鎖公司手機和資料(即信用卡和銀行轉帳)的證據。 (與控制措施 A.5.26 相關)
Answer: B,F
Explanation:
* C . Collect more evidence on how and when the Human Resources manager pays the ransom fee to unlock personal mobile data, i.e., credit card, and bank transfer. (Relevant to control A.5.26) This is not relevant to the audit of the organization's incident management process. The HR manager's personal phone and how they handle a ransomware attack on it falls outside the scope of the ISMS audit. The organization is not responsible for personal devices.
* B . Collect more evidence on how and when the company pays the ransom fee to unlock the company's mobile phone and data, i.e., credit card, and bank transfer. (Relevant to control A.5.26) While seemingly relevant, this focuses on the method of payment for the ransom. The core issue is the organization paying the ransom at all, which is generally not best practice in incident response. The audit should focus on why this decision was made and if alternative solutions were considered (e.g., data backups, device wiping and restoration).
Why the other options ARE relevant:
* A . Collect more evidence by interviewing more staff about their understanding of the reporting process. (Relevant to control A.6.8) This directly addresses the identified discrepancy in understanding "weakness, event, and incident," which is crucial for proper incident reporting.
* D . Collect more evidence on how the organisation determined the incident recovery time. (Relevant to control A.5.27) This investigates the basis for the 24-hour recovery time, which seems arbitrary and may not be appropriate for all incidents.
* E . Collect more evidence on how the organization determined no further action was needed after the incident. (Relevant to control A.5.26) This probes the adequacy of the incident response, especially the lack of preventative measures after paying the ransom.
* F . Collect more evidence on the incident recovery procedures. (Relevant to control A.5.26) This examines the actual procedures to assess their effectiveness and alignment with best practices.
NEW QUESTION # 312
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